I recently developed a ML model to predict pIC50 values for molecules and used it together with a genetic algorithm code to search for molecules with large pIC50 values. However, the GA searches never found molecules with pIC50 values that where larger than in my training set.

This brought up the general question of whether ML models are capable of outputting values that are larger than those found in the training set. I made a simple example to investigate this issue for different ML models.

$\mathbf{X}_1 = (1, 0, 0)$ corresponds to 1, $\mathbf{X}_2 = (0, 1, 0)$ corresponds to 2, and $\mathbf{X}_3 = (0, 0, 1)$ corresponds to 3.

The code can be found here. If you are new to ML check out this site

**Linear Regression**This training set can be fit by a linear regression model $y = \mathbf{wX}$ with the weights $\mathbf{w} = (1, 2, 3)$. Clearly this simple ML can extrapolate in the sense that, for example, $\mathbf{X} = (1, 0, 1)$ will yield 4, which is larger than max value in the training set (3). Similarly, $\mathbf{X} = (0, 0, 2)$ will yield 6.

**Neural Network**

Next I tried a NN with one hidden layer with 2 nodes and the **sigmoid** activation function. For this model $\mathbf{X} = (1, 0, 1)$ yields 1.6 and $\mathbf{X} = (0, 0, 2)$ yields 3.2, which is only slightly larger than 3.

The output of the NN is given by $\mathbf{O}_h\mathbf{w}_{ho}+\mathbf{b}_{ho}$, where $\mathbf{O}_h$ is the output of the hidden layer. Using the sigmoid function, the maximum value of $\mathbf{O}_h = (1, 1)$, for which $\mathbf{O}_h\mathbf{w}_{ho}+\mathbf{b}_{ho}$ = 3.3. So this is the maximum value this NN can output. For comparison, $\mathbf{O}_h = (0.99, 0.65)$ for $\mathbf{X}_3 = (0, 0, 1)$.

If I instead use the **ReLU** activation function (which doesn't have an upper bound), $\mathbf{X} = (1, 0, 1)$ yields 2.2 and $\mathbf{X} = (0, 0, 2)$ yields 4.2, which is somewhat larger than 3.

So, NNs that exclusively use ReLU can in principle yield values that are larger than those found in the training set. But if one layer uses bounded activation functions such as sigmoid, then it depends on how close the outputs of that layer are to 1 when predicting the largest value in the training set.

**Random Forest**

The example is so simple that it can be fit with a single decision tree (RF outputs the mean prediction of a collection of such decision trees):

Clearly the RF can only output values in the range of the training set.

This work is licensed under a Creative Commons Attribution 4.0

## 1 comment:

This is not surprising. AI models are simply highly nonlinear (in the parameters) regression models, nothing more and nothing less (except for their sexy name). I see many papers in the literature that fit empirical (thermodynamic and other) models to data and they call it "prediction". This is not prediction, but "correlation". The only possible "predictions" are essentially "interpolations" within the ranges of experimental conditions under which the training set data was collected. Only if you use a model that incorporates basic scientific principles can you make "predictions". An example of a "prediction methodology" is "Accurately Predicting CO$_2$ Reactive Absorption Properties in Aqueous Alkanolamine Solutions by Molecular Simulation Requiring No Solvent Experimental Data", Ind. Eng. Chem. Res., 59, 18254--18268 (2020).

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